For 11/28/2016 To 12/02/2016


                             NEW YORK STOCK EXCHANGE

       ISSUER                                             SYMBOL                
 ALGONQUIN POWER & UTILITIE                               AQN                   
*CAPITAL ONE FINANCIAL CORP                               COF-H                 
 ENEL AMERICAS SA WHEN ISS                                ENIA*                 
*ENVISION HEALTHCARE HOLDIN                               EVHC-                 
 MID-AMERICA APRTMENT COMMU                               MAA-I                 
 NUSTAR ENERGY LP PFD A                                   NS-A                  

                               NASDAQ STOCK MARKET

       ISSUER                                             SYMBOL                
*AVISTA HEALTHCARE PUBLIC A                               AHPA                  
*AVISTA HEALTHCARE PUBLIC A                               AHPAW                 
 GABELLI NEXTSHARES TRUST G                               MOGLC                 
*ISHARES MSCI USA ESG OPTIM                               ESGU                  
 PEOPLES UNITED FINANCIAL,                                PBCTP                 

                               OTC BULLETIN BOARD

       ISSUER                                             SYMBOL                
 XTANT MEDICAL HOLDINGS, IN                               XTNTW                 

                                    OTHER OTC

       ISSUER                                             SYMBOL                
 ACANTHE DEVELOPPEMENT SA O                               ATHVF                 
 CANABO MEDICAL INC. ORDINA                               CAMDF                 
 CONCEPT FUND SOLUTIONS PLC                               CPTFF                 
 COVESTRO AG ADR - SPONSORE                               COVTY                 
 DESCENTE LTD ORDINARY SHAR                               DESLF                 
 DIAMOND ESTATES WINES & SP                               DWWEF                 
 DIAMOND LAKE MINERALS INC                                DLMID                 
 DIGITAL BARRIERS PLC ORDIN                               DIGTF                 
 EASTERN POLYMER GROUP PUB                                ESSTF                 
 FIRST ASSET FD CORP CANBAN                               CNNIF                 
 FNCB BANCORP INC                                         FCNB                  
 FUTURE WORLD FINANCIAL HOL                               CNWFF                 
 GFG RESOURCES INC. ORDINAR                               GFGSF                 
 GOODRICH PETE CORP PAR $                                 GDDR                  
*HANWHA CORP ORDINARY SHARE                               HNWHF                 
 ICC INTERNATIONAL CANNABIS                               ICC                   
 KUALA LUMPUR KEPONG BERHAD                               KLKBY                 
*LIVING 3D HOLDINGS, INC. C                               LTDHD                 
 LUOYANG FLOAT GLASS                                      LUOYF                 
 MAXTECH VENTURES INC ORDIN                               MTEHF                 
 MERIDIEN WASTE SOLUTIONS I                               MRDND                 
 MIRAGE ENERGY CORPORATION                                BWPID                 
 MON SPACE NET, INC. COMMON                               MSPN                  
*NN GROUP NV AMERICAN DEPOS                               NNGRY                 
 NQ MINERALS PLC ORDINARY S                               NQMLF                 
 OCEAN SKY INTERNATIONAL LT                               OSKIF                 
 PC MOBILE MEDIA CORP COMMO                               PMOB                  
*REXNORD CORP NEW DEP SHS R                               RXNDP                 
*RIETER HOLDING AG WINTERTH                               RTRZF                 
 SEGUIN NATURAL HAIR PRODUC                               SNHR                  
*SNOWFIELD DEVELOPMENT CORP                               SWFCF                 
 SOILBUILD BUSINESS SPACE U                               SBBZF                 
*SOLUTIONIC TECHNOLOGIES, L                               STLQF                 
*TAGALDER 2000 INC ORDINARY                               TDIGF                 
 WIGI4YOU, INC. COMMON STOC                               WGYY